Tiêu đề 4 - Anti Money Laundering.pdf ✅

Capital Markets and Fixed Income Securities Course Session 5 Anti-Money Laundering (AML) and Counter Terrorist and Proliferation Financing (CTPF) Training May 16, 2024 #SGVforABetterPhilippines
#SGVforABetterPhilippines Reminders • Your microphones will be muted by default. • Your cameras will not be in use but you may turn on your camera if you please. • Turn your volume up to ensure that the audio is clear. • You may ask questions by raising your hand or through chat box. • You can use the reactions for quick responses. • In compliance with AMLC Advisory No. 2020 – 008: • This session will be recorded. Participants should refrain from recording the session. • Participants who are disconnected from the session due to technical issues can rejoin. Participants who are disconnected for more than twenty (20) minutes may be allowed to rejoin the session, subject to the trainer’s discretion. • Participants are requested to answer our evaluation at the end of the session. • Participants are also requested to open their cameras for the official group photo at the end of this training session. Ladies and gentlemen, we’ll be starting shortly. This publication contains information in summary form and is therefore intended for general guidance only. It is not intended to be a substitute for detailed research or the exercise of professional judgment. Neither SGV & Co. nor any other member of the global Ernst & Young organization can accept any responsibility for loss occasioned to any person acting or refraining from action as a result of any material in this publication. On any specific matter, reference should be made to the appropriate advisor.
USE OF THIS REPORT The contents of this Report may not be excerpted, disclosed, or described to other parties who are not entitled to receive this Report, whether in any press release or similar public disclosure or otherwise without our prior review and written permission. This Report is provided to the management of the Company solely for their use and for the purpose described in the engagement agreement. No other purpose shall be inferred from this Report. We will not accept responsibility for any other purpose. LIMITATION OF THIS REPORT Not be used by anyone other than these specified parties. Any extrapolation of the findings and representations made in this Report in relation to future periods is subject to the conditions observed during the review period and may result in erroneous conclusions if adequate consideration is not given to future variables. We clearly indicate the limitations of this Report (i.e., findings and observations were solely based on the documents we received from the management up to this session and might change depending on further information to be received throughout the engagement). The review performed and the resulting findings and observations summarized in this Report do not constitute an audit review assurance engagement in accordance with generally accepted auditing, review, or other assurance standards in the Philippines and consequently no assurance is expressed. Restrictions On Use and Limitations of This Report DISCLAIMER This publication contains information in summary form and is therefore intended for general guidance only. It is not intended to be a substitute for detailed research or the exercise of professional judgment. Neither SGV & Co. nor any other member of the global Ernst & Young organization can accept any responsibility for loss occasioned to any person acting or refraining from action as a result of any material in this publication. On any specific matter, reference should be made to the appropriate advisor.
#SGVforABetterPhilippines Let’s Connect Scan the QR code and connect with me through LinkedIn Veronica Mae Arce Balisi, CPA, CAMS SyCip Gores Velayo and Co. (SGV& Co.) Partner - Financial Services, Financial Crime Risk Management – AML/CTPF Speaker #SGVforABetterPhilippines