Nội dung text MITPL9A-Cao Hồng Tâm-Luận văn thạc sĩ.pdf
i MINISTRY OF EDUCATION AND TRAINING FOREIGN TRADE UNIVERSITY MASTER THESIS THE IMPACT OF PUBLIC POLICY ON COMMERCIAL ARBITRATION IN VIETNAM Major: International Economics Specialisation: International Trade Policy and Law Code: 821111 Full name: Cao Hong Tam Supervisor: Dr. Ha Cong Anh Bao Hanoi, 2023
i STATEMENT OF ORIGINAL AUTHORSHIP I hereby declare that this master’s thesis was exclusively conducted on my own and that all data indicated in the thesis is clear, accurate, and collected from reliable sources of information. In addition, I hereby assure that all of the supports in the process of implementation cited in the master’s thesis have been rightfully specified as sources. Author Cao Hong Tam
ii ACKNOWLEGEMENTS I would like to express my sincere gratitude to Dr. Ha Cong Anh Bao, my supervisor, for his invaluable guidance and expertise throughout this research. His insightful feedback and constructive criticism have been instrumental in shaping the direction and quality of this thesis. I would also like to thank my mother, whose love, encouragement, and unwavering belief in my abilities have been a constant source of motivation and strength. I am indebted to my family and friends for their continuous encouragement. Their support has been a constant source of motivation. I would like to express my thankfulness to the Foreign Trade University and the Faculty of Graduate Studies for providing a conducive academic environment and resources for my research. Lastly, I extend my appreciation to the authors, researchers, and scholars whose works have contributed to the field of international commercial arbitration and public policy. Their dedication to research and their insightful contributions have served as inspiration and a valuable resource for this thesis. Thank you all for your contributions and support.
iii TABLE OF CONTENTS STATEMENT OF ORIGINAL AUTHORSHIP....................................................i ACKNOWLEGEMENTS........................................................................................ii LIST OF ABBREVIATIONS.................................................................................. v ABSTRACT.............................................................................................................vi SUMMARY OF THESIS RESULTS ...................................................................vii CHAPTER 1: INTRODUCTION ........................................................................... 1 1.1. Research rationale ................................................................................ 1 1.2. Literature review................................................................................... 2 1.3. Research objectives.............................................................................. 5 1.4. Subject matter and scope of research ................................................... 5 1.5. Methodology ........................................................................................ 6 1.6. Research disposition............................................................................. 7 CHAPTER 2: THEORETICAL FRAMEWORK................................................. 8 2.1. Overview of commercial arbitration .................................................... 8 2.1.1. Definitions .................................................................................... 8 2.1.2. Characteristics............................................................................. 10 2.1.3. Arbitral awards, types of arbitral awards, their recognition and enforcement ................................................................................................. 12 2.2. Overview of public policy.................................................................. 15 2.2.1. Concepts...................................................................................... 15 2.2.2. Types of public policy ................................................................ 17 2.3. The link between commercial arbitration and public policy.............. 18 CHAPTER 3: IMPACT OF PUBLIC POLICY ON COMMCERCIAL ARBITRATION ON AN INTERNATIONAL LEVEL..................................... 21 3.1. Overview of the legal framework in international conventions on the recognition and enforcement of foreign arbitral awards................................ 21 3.1.1. History ........................................................................................ 21 3.1.2. Public policy under the New York Convention.......................... 25 3.2. Impact of public policy on commercial arbitration in the common law system ............................................................................................................ 27 3.2.1. The United States........................................................................ 27