Title [Atty. Bucoy] SRC (Batch 11).pdf ✅

Securities Markets and Regulation Atty. Julio P.G. Bucoy, CFA FINEX Academy Capital Markets and Fixed Income Securities Course Module 3:
Speaker Profile
Learning Objectives • Provide the essential tools that a securities salesmen, analyst, and associated person need to perform their functions effectively • Prepare for the SEC Licensing Exams for salespersons and associated persons (based on the proposed Body of Knowledge) • Professional Development